Originally founded as a merger arbitrage investment partnership, today the Firm offers alternative investment strategies and manages capital on behalf of leading family office and institutional investors. In addition to its hedge funds, Kellner offers retail investors access to its merger arbitrage strategy through an alternative mutual fund.
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Prior to Kellner Capital, Mr. Kellner was a Senior Vice President and founded the arbitrage department of Donaldson, Lufkin & Jenrette. Before commencing his arbitrage career, Mr. Kellner was a Vice President and House Counsel of the Madison Fund where he had broad responsibilities as a financial analyst and portfolio manager.
Mr. Kellner began his professional career as a securities lawyer at the Wall Street law firm of Carter, Ledyard and Milburn and holds a B.A. from Trinity College, a J.D. from Columbia Law School and an M.B.A. from New York University’s Leonard Stern Graduate School of Business. He is a Chartered Financial Analyst and a former Adjunct Assistant Professor of Finance at New York University and serves on the Stern School's Board of Overseers.
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This website is directed only toward residents of the United States and is made available for informational purposes only.
The information provided does not constitute a solicitation or recommendation to, or an offer to, buy or sell securities in any jurisdiction to any person to whom it is not lawful to make such an offer, and does not constitute a representation of suitability or endorsement of any security or investment. The information is provided solely for informational purposes and does not constitute a solicitation of an offer to buy or sell securities. Any such offer will be made only by means of the confidential offering memorandum of the Fund.
You understand and acknowledge that all information provided on this site is provided “as is.”
Kellner Capital, LLC, will use reasonable efforts to include accurate and up to date information on this site. The information and materials on this website may contain typographical errors or inaccuracies. Any dated information is published as of its date only, and Kellner Capital, LLC does not undertake any obligation or responsibility to update or amend any such information.
Kellner Capital, LLC, does not accept orders or instructions via this website or by e-mail.
Kellner Capital, LLC expressly disclaims liability for any damages arising from the use or inability to use the website, and expressly disclaims making any express or implied warranties with respect to the fitness of the information contained herein for any particular usage, its merchantability or its application or purpose.
Nothing contained on this website constitutes investment, legal or tax advice. Neither the information, nor any opinion contained in this website constitutes a solicitation or offer by Kellner Capital, LLC, or any fund or other entity managed directly or indirectly by or affiliated with Kellner Capital, LLC, to buy or sell any securities or other financial instruments.
Kellner Capital is a trade name for the family of affiliated companies under the common control of Kellner Capital, LLC. Kellner Management, LP and Kellner Private Fund Management, LP, each SEC registered investment advisers, provide investment management services to affiliates.
Kellner mutual funds distributed through Compass Distributors, LLC, Distributor. Mutual fund investing involves risk. Principal loss is possible. Please refer to the funds prospectuses for a description of these risks.
Private placements distributed through HitherLane Partners, LLC, Member FINRA. Investing in private placements involves risk. Principal loss is possible. Please refer to the placements offering memoranda for a description of these risks.
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This is not an offer or solicitation with respect to the purchase or sale of any security. This material has been prepared based upon information that the sender believes to be reliable. Any opinions, historical price(s) or value(s) are current only as of the date indicated. The sender does not accept any responsibility to update any opinions or other information contained in this email. This email and its attachments are for business purposes only. Messages may contain privileged or confidential information. Email received or sent from Kellner Capital, LLC or its direct and indirect affiliates is subject to review by supervisory personnel. Such email is retained and may be produced to regulatory authorities or others with legal rights to the information. This email, including any attachments, has been scanned for viruses. It is believed to be free of any virus or other defect that might affect any computer into which it is received and opened. However, it is the responsibility of the recipient to ensure that it is virus free. The sender accepts no responsibility for any loss or damage arising in any way from it's use.
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Kellner Capital, LLC and Affiliated Entities
Kellner Capital, LLC and Affiliated Entities (hereinafter referred to as the “Firm”) have developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
Our Business Continuity Plan. We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Our business continuity plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.
Our clearing firms, back up their important records in a geographically separate area. While every emergency poses unique problems based on external factors, such as time of day and the severity of the disruption, our clearing firms have advised us that recovery times for mission critical systems range between real time recovery and 4 to 12 hours.
Varying Disruptions. Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within one business day. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within two business days. In either situation, we plan to continue in business, transfer operations to our clearing firms if necessary, and notify you through our web site ( www.kellnercap.com) and/or our general number (212) 350-0200) on how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer’s prompt access to their funds and securities.
If you have questions about our business continuity planning, you can contact us at 212-350-0200 or firstname.lastname@example.org.